Standard No.: JR/T 0110—2014
Standard Chinese name: 證券公司客戶資料管理規范
Standard English name: The standard of customer information management?for securities companies
Issue Date: 2014-12-26
Implementation Date: 2014-12-26
Drafting Unit: China Securities Regulatory Commission, Industrial Securities Company Limited, Guotai Junan Securities Company Limited.
Draftman: Wang Kai, Zheng Chengmei, Liu Bin, Wei Dongxi, Yu Feng, Xie Jian, Tang Shuo, Chen Feng, Yang Xiaohua, Jiang Youwei, Zhao Jianlin, Jia Shufang.
Standard Scope: This standard specifies the principles, systems, processes, information systems and internal control requirements of securities companies in the management of their customer data.
This standard applies to the management process of customer information involved in the business operation of securities companies.
